Quality Assurance & Performance Improvement. Effective QAPI programs are critical to improving the quality of life, and quality of care and services delivered in nursing homes.
What is the purpose of a QAPI program?
QAPI Description and Background QAPI Description QAPI is the coordinated application of two mutually-reinforcing aspects of a quality management system: Quality Assurance (QA) and Performance Improvement (PI). QAPI takes a systematic, comprehensive, and data-driven approach to maintaining and improving safety and quality in nursing homes while involving all nursing home caregivers in practical and creative problem solving.
QA is the specification of standards for quality of service and outcomes, and a process throughout the organization for assuring that care is maintained at acceptable levels in relation to those standards. QA is on-going, both anticipatory and retrospective in its efforts to identify how the organization is performing, including where and why facility performance is at risk or has failed to meet standards. PI (also called Quality Improvement – QI) is the continuous study and improvement of processes with the intent to better services or outcomes, and prevent or decrease the likelihood of problems, by identifying areas of opportunity and testing new approaches to fix underlying causes of persistent/systemic problems or barriers to improvement. PI in nursing homes aims to improve processes involved in health care delivery and resident quality of life. PI can make good quality even better.
As a result, QAPI amounts to much more than a provision in Federal statute or regulation; it represents an ongoing, organized method of doing business to achieve optimum results, involving all levels of an organization. Five Elements We developed a general framework for implementing a QAPI program in nursing homes, based on five key elements of effective quality management. for detailed information on the Five Elements QAPI Background
The existing Quality Assessment and Assurance (QAA) provision at 42 CFR, Part 483.75(o) specifies the QAA committee composition and frequency of meetings in nursing facilities and requires facilities to develop and implement appropriate plans of action to correct identified quality deficiencies.
This provision provides a rule but not the details as to the means and methods taken to implement the QAA regulations. CMS is now reinforcing the critical importance of how nursing facilities establish and maintain accountability for QAPI processes in order to sustain quality of care and quality of life for nursing home residents.
In March 2010, Congress passed the Affordable Care Act. The Provisions set forth at Section 6102 (c) of the Affordable Act provide the opportunity for CMS to mobilize some of the best practices in nursing home QAPI and to identify technical assistance needs in advance of a new QAPI regulation.
- The provision states that the Secretary (delegated to CMS) shall establish and implement a QAPI program for facilities that includes development of standards (regulations) and provision of technical assistance on the development of best practices in order to meet such standards.
- This new provision significantly expands the level and scope of required QAPI activities to ensure that facilities continuously identify and correct quality deficiencies as well as sustain performance improvement.
Beginning in September 2011, CMS launched a prototype QAPI program in a small number of homes. The demonstration provided us with best practices for helping facilities upgrade their current quality programs. We then combined results from the demonstration with consumer, provider, and stakeholder feedback to establish QAPI tools and resources.
What principles describe QAPI?
Compliance • Audits/Analysis • Reimbursement/ Regulatory • Education/Efficiency – Harmony Healthcare International (HHI) recommends facilities investigate the current strength of the QAA committee to determine how well the team is poised for the transition to QAPI. If the team is meeting only quarterly to meet the minimum requirements, the facility will have a more difficult transition and will want to allow plenty of time to develop initiatives, data-streams, perform root cause to identify internal trends and time for subcommittee development for initiative ownership.
Element 1: Design and Scope The QAPI Program must be ongoing and comprehensive. It must address all services provided by the facility and it extends to all departments in the facility. QAPI addresses clinical care, quality of life issues, resident choice, and safe and effective care transitions. It will utilize the best available evidence to define and measure goals. Facilities will be required to develop a written QAPI plan that adheres to these principles. Element 2: Governance and Leadership : The QAPI Program must be developed with input and participation from facility staff, residents, and family members/patient representatives. It will be the responsibility of the governing body to confirm the QAPI program is given the resources that it needs, including staff time for meetings, training of key staff as necessary, ongoing functioning of the program even in times of staffing turnover, and accountability to the changes that the QAPI program makes. The governing body also safeguards that staff accountability is balanced with a culture in which staff are not punished for errors and do not fear retaliation for reporting quality concerns. Element 3: Feedback, Data Systems, and Monitoring It is not enough to create change for the sake of change; change must be meaningful. Various sources of data to monitor care and services must be utilized. The facility may use staff or resident surveys, admission and discharge data, internal compliance monitoring tools, and feedback from Resident Council, for example. Benchmarks for facility performance must be set and success (or failure) must be monitored. It also includes tracking and investigating all Adverse Events that happen in the facility, and monitoring the action plan implemented to prevent recurrences. Element 4: Performance Improvement Projects (PIPs) PIPs are established based on topics the facility identifies as areas of concern or areas that need increased staff focus. All staff should be encouraged to participate in a PIP that interests them. Similarly, staff should feel free to suggest an area where a PIP may offer improvement or fine-tune an area in which the facility already does well. PIPs are selected in areas important and meaningful to the specific type and scope of services unique to each facility. Element 5: Systematic Analysis and Systemic Action The facility will adopt a systematic approach to determine when an in-depth analysis is needed to fully understand the problem. Facilities will be expected to demonstrate proficiency in the use of the Root Cause Analysis to identify the cause, prevent future events, and promote sustained improvement. The facility will have the goal of continual learning to stay abreast of current evidence-based solutions and to continuously improve the facility.
Need additional training or a better understanding of QAPI? Join us for our upcoming QAPI Certification Courses (CHHi-QAPI). Click here to see the dates and locations. Click%20Here%20to%20Review%20Agenda%20and%20Register Join us November 2nd & 3rd, 2017 at Foxwoods Resort for harmony17 6th Annual LTPAC Symposium Click Here to Register Topics: QAPI
How many steps are in the QAPI process?
The Twelve Steps of QAPI – In order for any QAPI process to be effective, it is recommended that you use the twelve steps as developed by the Centers for Medicare and Medicaid Services (CMS). To begin the QAPI process in your building, you should begin with step one of the twelve step process from CMS, and work your way through to step twelve.
Leadership Responsibility and Accountability – Support must come from the top/ Provide resources for your staff. Develop a Deliberate Approach to Teamwork – Have a clear purpose/ have defined roles/ have a commitment to active engagement. Take Your QAPI “Pulse” with Self-Assessment – Use the CMS self-assessment tool to determine areas you need to work on. Identify Your Organization’s Guiding Principles – This will unify the facility by tying the work being done to a purpose or philosophy. Develop Your QAPI Plan – Tailor your plan to fit your facility/ Scope will be based on the unique services you offer. Conduct a QAPI Awareness Campaign – Inform everyone about QAPI and your organization’s QAPI plan. Develop a Strategy for Collecting and Using QAPI Data – Effective use of data will ensure that decisions are made based on full information. Identify Your Gaps and Opportunities – Use this time to observe for any areas where processes are breaking down. Prioritize Quality Opportunities and Charter PIP – Prioritize opportunities for more intensive improvement work. Plan, Conduct, and Document PIPS – PIP teams should use a standardized process for making improvements. Getting to the “Root” of the Problem – Determine all potential root cause(s) underlying the performance issue(s). Take Systemic Action – Implement changes that will result in improvement of overall processes.
Setting your QAPI Goals CMS has developed a SMART formula to assist in the creation of comprehensive goals. When writing your goal based on the SMART formula, the goal needs to be comprehensive, whilst still being succinct. You want to be able to easily articulate the goal you have written to your staff. Are you interested in learning about how Richter Healthcare Consultants can guide you through your QAPI journey ? Download our free e-book or contact us. Jennifer Leatherbarrow RN, BSN, RAC-CT-QCP, CIC is the Senior Clinical Consultant at Richter Healthcare Consultants.
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What is the difference between quality assurance and continuous improvement?
Quality Assurance and Quality Improvement – According to the Health Resources and Services Administration (HRSA), quality assurance (QA) measures compliance against certain necessary standards, typically focusing on individuals, whereas quality improvement (QI) is a continuous improvement process focused on processes and systems.
QA tends to be defensive with a focus on providers. QI is proactive and preventive in nature, focusing on patient care. The World Health Organization (WHO) notes that evaluation and monitoring are important aspects of all forms of health care provision, 108 and the care of patients who have been victims of sexual violence is included.
QA and QI can take place at many levels and, depending on what is being evaluated, should involve the SANEs, and may involve other members of the multidisciplinary team or community. The SANE medical director plays a role in the process based on their expertise with medical and forensic issues.
- It is important to be clear about what type of information will be evaluated and who will have access to the results.
- Information that could identify a specific patient should not be shared unless proper consent from the patient has been obtained.
- SANE programs should outline their definition of quality, as quality can differ from organization to organization, and they should involve stakeholders as well as staff.
SANE program stakeholders include the patient, provider, employer, members of the multidisciplinary team, and even payers. Some hospitals and clinics may have programs in place to evaluate patient satisfaction.109 One example of this type of quality measure is the Press-Ganey customer satisfaction survey.
- For this survey, patients receive a questionnaire following their hospital, outpatient, or emergency care visit that evaluates their perception of that care.
- While these surveys are helpful for looking at patient satisfaction for routine hospital or clinic care, it is important for SANE programs to ensure contact by surveyors does not disclose to someone other than the sexual assault patient the fact that the patient sought care for a medical forensic examination.
Sexual assault patients should be given the option to decline participation in the survey. If they agree to participate, they should be offered a method of contact, such as a personal cell phone, that guarantees their confidentiality. Many SANE programs opt out of automated surveys such as the Press-Ganey entirely, and give other types of evaluation tools to the patient at discharge and provide a pre-addressed and stamped envelope for the patient to return the evaluation and avoid any privacy violations.
- Measure
- Analyze
- Improve
- Repeat
If QI is performed internally, and meets both state and federal requirements, the results may be kept confidential and cannot be discovered in most legal situations. If a QA process includes team members who are not part of the health care team, results may not be protected from legal discovery.
It is essential to have input from the hospital’s legal counsel and risk management to make sure you know whether your process is protected. While internal evaluation of nursing practice provides one type of information, it may also be beneficial to have a process where other team members have input about the performance of a nurse.
In many settings, the only person who directly observes how the nurse interacts with the patient may be the rape crisis or victim advocate. They may be able to provide valuable feedback about whether a nurse is patient-centered when providing care.
Why do you need a quality assurance program?
Quality assurance (QA) is any systematic process of determining whether a product or service meets specified requirements. QA establishes and maintains set requirements for developing or manufacturing reliable products. A quality assurance system is meant to increase customer confidence and a company’s credibility, while also improving work processes and efficiency, and it enables a company to better compete with others.
The ISO (International Organization for Standardization) is a driving force behind QA practices and mapping the processes used to implement QA. QA is often paired with the ISO 9000 international standard. Many companies use ISO 9000 to ensure that their quality assurance system is in place and effective.
The concept of QA as a formalized practice started in the manufacturing industry, and it has since spread to most industries, including software development.
What is QAPI benchmark?
Benchmarking is the process of comparing a set of results to these best practices and performances. For example: ∎ A benchmark for physical restraints in nursing homes might be zero, as many homes have achieved this rate.
What are the principles of quality of care?
Effective – providing evidence-based healthcare services to those who need them; Safe – avoiding harm to people for whom the care is intended; and. People-centred – providing care that responds to individual preferences, needs and values.
What is quality improvement?
Quality Measurement and Quality Improvement | CMS Quality is defined by the National Academy of Medicine as the degree to which health services for individuals and populations increase the likelihood of desired health outcomes and are consistent with current professional knowledge.
What is a threshold in QAPI?
Thresholds are a measure of quality performance that the facility feels must be achieved or their facility is at risk. A threshold is a level which performance results must not go above or below.
What is the difference between quality improvement and performance improvement?
Quality and performance improvement concepts Continuous Quality Improvement (CQI): A key component of total quality management that uses rigorous, systematic, organization-wide processes to achieve ongoing improvement in the quality of healthcare services and operations.
It focuses on both outcomes and processes of care. Outcome Indicators: Measures of quality and cost of care. Metrics used to examine and evaluate the results of the care delivered. Outcomes Management: The use of information and knowledge gained from outcomes monitoring to achieve optimal patient outcomes through improved clinical decision making and service delivery.
Outcomes Monitoring: The repeated measurement over time of outcome indicators in a manner that permits causal inferences about what patient characteristics, care processes, and resources produced the observed patient outcomes. Performance Improvement: The continuous study and adaptation of the functions and processes of a healthcare organization to increase the probability of achieving desired outcomes and to better meet the needs of patients.
Quality Assurance: The use of activities and programs to ensure the quality of patient care. These activities and programs are designed to monitor, prevent, and correct quality deficiencies and noncompliance with the standards of care and practice. Quality Improvement: An array of techniques and methods used for the collection and analysis of data gathered in the course of current healthcare practices in a defined care setting to identify and resolve problems in the system and improve the processes and outcomes of care.
Quality Management: A formal and planned, systematic, organization wide (or networkwide) approach to the monitoring, analysis, and improvement of organization performance, thereby continually improving the extent to which providers conform to defined standards, the quality of patient care and services provided, and the likelihood of achieving desired patient outcomes.
- Root Cause Analysis: A process used by healthcare providers and administrators to identify the basic or causal factors that contribute to variation in performance and outcomes or underlie the occurrence of a sentinel event.
- Standard (Organization): An authoritative statement that defines the performance expectations, structures, or processes that must be substantially in place in an organization to enhance the quality of care.
Quality improvements focus on impacting the quality of healthcare directly. Performance improvements focus on the administrative systems performance. Both can be prospective or retrospective and aim at improving how things are done. An example of quality improvement may be to decrease the number of hospital acquired infections, whereas a performance improvement may be to reduce lost charges.
reducing medical errors, morbidity and mortality assisting in the development of best practice guidelines improving customer satisfaction ensuring the environment of care promotes safety ensuring professional performance
Quality improvement is not intended to attribute blame, but to discover where errors are occurring and develop systems to prevent them. There are 3 types of measures
structure: physical equipment and facilities process: How the systems work outcome: the final result
There are several methods used to measure quality improvement. Below are 3 of the most common. Although they vary, they all have the same basic design, to find where the problem is, to figure out an option to fix it, and to analyze the effectiveness of the changes.
PSDA Model Plan: Plan a change Do: Carry out the plan Study: Evaluate results Act: Decide what actions should be taken to improve. Repeat as needed Six Sigma There are two Six Sigma models DMAIC-used for an existing process that is not meeting standards and needs improvement Define
Measure Analyze Improve Control DMADV-used to develop new systems Define Measure Analyze Design Verify : Quality and performance improvement concepts
How many steps are there in quality improvement?
4.B. Understanding and Implementing the Improvement Cycle – Although QI models vary in approach and methods, a basic underlying principle is that QI is a continuous activity, not a one-time thing. As you implement changes, there will always be issues to address and challenges to manage; things are never perfect.
- You can learn from your experiences and then use those lessons to shift strategy and try new interventions, as needed, so you continually move incrementally toward your improvement goals.
- The fundamental approach that serves as the basis for most process improvement models is known as the PDSA cycle, which stands for Plan, Do, Study, Act.
As illustrated in Figure 4-1, this cycle is a systematic series of steps for gaining valuable learning and knowledge for the continual improvement of a product or process. Underlying the concept of PDSA is the idea that microsystems and systems are made up of interdependent, interacting elements that are unpredictable and nonlinear in operation. The cycle has four parts:
- Plan, This step involves identifying a goal or purpose, formulating an intervention or theory for change, defining success metrics and putting a plan into action.
- Do, This is the step in which the components of the plan are implemented.
- Study, This step involves monitoring outcomes to test the validity of the plan for signs of progress and success, or problems and areas for improvement. Short-cycle, small-scale tests, coupled with analysis of test results, are helpful because microsystems or teams can learn from these tests before they implement actions more broadly.7, 8
- Act, This step closes the cycle, integrating the learning generated by the entire process, which can be used to adjust the goal, change methods, or even reformulate an intervention or improvement initiative altogether.
The PDSA cycle involves all staff in assessing problems and suggesting and testing potential solutions. This bottom-up approach increases the likelihood that staff will embrace the changes, a key requirement for successful QI.9 When you are ready to apply the PDSA cycle to improve performance on CAHPS scores, you will need to decide on your goals, strategies, and actions, and then move forward in implementing them and monitoring your improvement progress.
How do you start a quality improvement plan?
Abstract – Quality improvement involves a combined effort among health care staff and stakeholders to diagnose and treat problems in the health care system. However, health care professionals often lack training in quality improvement methods, which makes it challenging to participate in improvement efforts.
- This article familiarizes health care professionals with how to begin a quality improvement project.
- The initial steps involve forming an improvement team that possesses expertise in the quality of care problem, leadership, and change management.
- Stakeholder mapping and analysis are useful tools at this stage, and these are reviewed to help identify individuals who might have a vested interest in the project.
Physician engagement is a particularly important component of project success, and the knowledge that patients/caregivers can offer as members of a quality improvement team should not be overlooked. After a team is formed, an improvement framework helps to organize the scientific process of system change.
Common quality improvement frameworks include Six Sigma, Lean, and the Model for Improvement. These models are contrasted, with a focus on the Model for Improvement, because it is widely used and applicable to a variety of quality of care problems without advanced training. It involves three steps: setting aims to focus improvement, choosing a balanced set of measures to determine if improvement occurs, and testing new ideas to change the current process.
These new ideas are evaluated using Plan-Do-Study-Act cycles, where knowledge is gained by testing changes and reflecting on their effect. To show the real world utility of the quality improvement methods discussed, they are applied to a hypothetical quality improvement initiative that aims to promote home dialysis (home hemodialysis and peritoneal dialysis).
What are some examples of continuous improvement?
For employees – Employee training, skills development, cross-training programs, educational benefits, and courses can all be seen as examples of continuous improvement. Most employees will come into a job with a particular set of skills and competencies and develop some more in their day-to-day work.
What is QAPI also called?
If you work in long-term care, you’ve probably heard the acronym QAPI, or Quality Assurance and Performance Improvement. Part of the Affordable Care Act (ACA) requires that all skilled nursing centers develop QAPI programs.
What is a threshold in QAPI?
Thresholds are a measure of quality performance that the facility feels must be achieved or their facility is at risk. A threshold is a level which performance results must not go above or below.
What is QAPI benchmark?
Benchmarking is the process of comparing a set of results to these best practices and performances. For example: ∎ A benchmark for physical restraints in nursing homes might be zero, as many homes have achieved this rate.
What is the difference between quality and performance improvement?
Quality and performance improvement concepts Continuous Quality Improvement (CQI): A key component of total quality management that uses rigorous, systematic, organization-wide processes to achieve ongoing improvement in the quality of healthcare services and operations.
- It focuses on both outcomes and processes of care.
- Outcome Indicators: Measures of quality and cost of care.
- Metrics used to examine and evaluate the results of the care delivered.
- Outcomes Management: The use of information and knowledge gained from outcomes monitoring to achieve optimal patient outcomes through improved clinical decision making and service delivery.
Outcomes Monitoring: The repeated measurement over time of outcome indicators in a manner that permits causal inferences about what patient characteristics, care processes, and resources produced the observed patient outcomes. Performance Improvement: The continuous study and adaptation of the functions and processes of a healthcare organization to increase the probability of achieving desired outcomes and to better meet the needs of patients.
- Quality Assurance: The use of activities and programs to ensure the quality of patient care.
- These activities and programs are designed to monitor, prevent, and correct quality deficiencies and noncompliance with the standards of care and practice.
- Quality Improvement: An array of techniques and methods used for the collection and analysis of data gathered in the course of current healthcare practices in a defined care setting to identify and resolve problems in the system and improve the processes and outcomes of care.
Quality Management: A formal and planned, systematic, organization wide (or networkwide) approach to the monitoring, analysis, and improvement of organization performance, thereby continually improving the extent to which providers conform to defined standards, the quality of patient care and services provided, and the likelihood of achieving desired patient outcomes.
Root Cause Analysis: A process used by healthcare providers and administrators to identify the basic or causal factors that contribute to variation in performance and outcomes or underlie the occurrence of a sentinel event. Standard (Organization): An authoritative statement that defines the performance expectations, structures, or processes that must be substantially in place in an organization to enhance the quality of care.
Quality improvements focus on impacting the quality of healthcare directly. Performance improvements focus on the administrative systems performance. Both can be prospective or retrospective and aim at improving how things are done. An example of quality improvement may be to decrease the number of hospital acquired infections, whereas a performance improvement may be to reduce lost charges.
reducing medical errors, morbidity and mortality assisting in the development of best practice guidelines improving customer satisfaction ensuring the environment of care promotes safety ensuring professional performance
Quality improvement is not intended to attribute blame, but to discover where errors are occurring and develop systems to prevent them. There are 3 types of measures
structure: physical equipment and facilities process: How the systems work outcome: the final result
There are several methods used to measure quality improvement. Below are 3 of the most common. Although they vary, they all have the same basic design, to find where the problem is, to figure out an option to fix it, and to analyze the effectiveness of the changes.
PSDA Model Plan: Plan a change Do: Carry out the plan Study: Evaluate results Act: Decide what actions should be taken to improve. Repeat as needed Six Sigma There are two Six Sigma models DMAIC-used for an existing process that is not meeting standards and needs improvement Define
Measure Analyze Improve Control DMADV-used to develop new systems Define Measure Analyze Design Verify : Quality and performance improvement concepts